0001571049-17-005754.txt : 20170607 0001571049-17-005754.hdr.sgml : 20170607 20170607113607 ACCESSION NUMBER: 0001571049-17-005754 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC. CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41257 FILM NUMBER: 17896537 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-730-0030 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: CANDIES INC DATE OF NAME CHANGE: 19930604 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sports Direct International plc CENTRAL INDEX KEY: 0001662822 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0424 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: UNIT A, BROOK PARK EAST CITY: SHIREBROOK STATE: X0 ZIP: NG20 8RY BUSINESS PHONE: 443442459200 MAIL ADDRESS: STREET 1: UNIT A, BROOK PARK EAST CITY: SHIREBROOK STATE: X0 ZIP: NG20 8RY SC 13D/A 1 t1704023x1_ico-sc13da.htm AMENDMENT NO. 10 TO FORM SC 13D

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

(Rule 13d-101)

Under the Securities Exchange Act of 1934

 

(Amendment No. 10)*

 

ICONIX BRAND GROUP INC. 

 

 (Name of Issuer)

 

Common Stock 

 

(Title of Class of Securities)

 

451055107 

 

 (CUSIP Number) 

 

Cameron Olsen
Unit A, Brook Park East
Shirebrook
NG20 8RY
United Kingdom
+44 845 1299 289 

 

 (Name, Address and Telephone Number of Person Authorized

to Receive Notices and Communications)

 

June 6, 2017 

 

 (Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box:     ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

  

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 451055107    

 

1

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Sports Direct International plc

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) þ

3 SEC USE ONLY
4

SOURCE OF FUNDS

 

WC

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION 

 

United Kingdom

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER 

 

*

8

SHARED VOTING POWER

 

*

9

SOLE DISPOSITIVE POWER 

 

*

10

SHARED DISPOSITIVE POWER

 

*

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,561,908*

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

13.3%*

14

TYPE OF REPORTING PERSON

 

CO

 

* Beneficial ownership is disclaimed for both Section 13(d) and Section 16(a) purposes as interests are economic interests held through contracts for differences, the terms of which do not confer voting rights or dispositive power.

 

 

 

 

The following constitutes Amendment No. 10 (“Amendment No. 10”) to the Schedule 13D filed by the undersigned on January 5, 2016 as amended by Amendment No. 1 thereto filed on January 13, 2016, Amendment No. 2 thereto filed on January 21, 2016, Amendment No. 3 thereto filed on August 11, 2016, Amendment No. 4 thereto filed on August 23, 2016, Amendment No. 5 thereto filed on November 15, 2016, Amendment No. 6 thereto filed on January 17, 2017, Amendment No. 7 thereto filed on March 3, 2017, Amendment No. 8 thereto filed on March 31, 2017 and Amendment No. 9 thereto filed on May 18, 2017 (the “Schedule 13D”). This Amendment No. 10 amends the Schedule 13D as specifically set forth.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a) The Reporting Person has an indirect economic interest in 7,561,908 Shares, representing a 13.25% economic interest in the Shares. Such interest is held through the CFDs with Monecor (London) Limited, trading as ETX Capital, (“ETX Capital”) listed in paragraph (c) of this Item 5.

 

(b) Pursuant to the CFDs, the Reporting Person does not have the power to vote or direct the vote, or power to dispose or direct the disposition, of any of the Shares and, accordingly, beneficial ownership is disclaimed pursuant to Rules 13d-4 and 16a-1(a)(4) for Section 13(d) and Section 16(a) purposes.

 

(c) The following table lists each of the purchases and sales by the Reporting Person of CFDs in respect of the Shares during the past 60 days. Each of these CFDs were entered into with ETX Capital and provide that the parties will exchange the difference in the value of the Shares at the time at which the contract is agreed and the time at which it is closed. There were no other transactions effected by the Reporting Person in the Shares or other indirect interests in the Shares during this period.

 

Date of
transaction
  Type of
transaction
  Number of
Shares subject
to the CFD
   Price per
Share at the
time CFD
agreed (USD)
 
01 May 2017  Purchase   14,212    6.89 
02 May 2017  Purchase   2,800    6.87 
03 May 2017  Purchase   1,003    6.89 
08 May 2017  Purchase   9,626    6.88 
08 May 2017  Purchase   200    6.87 
09 May 2017  Purchase   2,150    6.88 
10 May 2017  Sale   2,150    7.64 
10 May 2017  Sale   200    7.51 
10 May 2017  Sale   9,626    7.51 
10 May 2017  Sale   1,003    7.51 
10 May 2017  Sale   2,800    7.51 
10 May 2017  Sale   14,212    7.51 
10 May 2017  Sale   37,500    8.14 
10 May 2017  Purchase   101,660    6.74 
11 May 2017  Purchase   150,368    6.57 
12 May 2017  Purchase   54,430    6.62 
15 May 2017  Purchase   87,018    6.51 
16 May 2017  Purchase   70,816    6.51 
17 May 2017  Purchase   54,400    6.46 
18 May 2017  Purchase   58,051    6.43 
19 May 2017  Purchase   57,957    6.49 
22 May 2017  Purchase   2,800    6.40 
22 May 2017  Purchase   42,600    6.33 
23 May 2017  Purchase   82,156    6.12 
24 May 2017  Purchase   23,300    6.14 
25 May 2017  Purchase   66,220    6.22 
26 May 2017  Purchase   43,172    6.17 
30 May 2017  Purchase   48,002    6.17 
31 May 2017  Purchase   79,466    6.00 
01 June 2017  Purchase   19,450    6.16 
06 June 2017  Purchase   57,542    5.95 

 

(d) Not known.

(e) Not applicable.

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, such person hereby certifies that the information set forth in this statement is true, complete and correct.

 

Dated: June 7, 2017

 

  Sports Direct International plc
     
  By: /s/ Cameron Olsen
    Name: Cameron Olsen
    Title: Company Secretary